Investor & Cash Services

Stone Coast’s Investor Services teams help investors through the fund subscription and redemption process while ensuring compliance with tax and anti-money laundering (AML) regulatory obligations. Our Cash Services team ensures that investor cash and fund expenses are wired safely.

We seek Investor Services representatives who are values-driven, friendly, motivated and smart. Candidates are evaluated for written and verbal skills, and trained to handle investor matters with knowledge and tact. Each client’s representative is part of a small team, reinforced by managerial support and by an aligned Legal and Compliance team.

Investor Services include:

• Subscription and redemption processing
• Side letter tracking
• Capital call management (for private equity funds)
• Trade confirmation
• Capital transaction reporting
• AML, FATCA and CRS compliance (See “Compliance & Regulatory Support”)
• ERISA and Blue Sky reporting
• Distribution of statements, transparency reports, tax reporting and audited financial statements

Cash Services include:

• Movements of subscription cash to trading accounts
• Payments of redemptions and hold-backs to investors
• Payments of fund expenses